FINRA Censures, Fines Lampost Capital, L.C., of Boca Raton, Florida, and Fines, Sanctions Registered Principal Gregg Allan (opens in new tab)

Lampost Capital, L.C. (CRD #43706) and Gregg Allan Pollack (CRD #2653630, Registered Principal) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $50,000. Pollack was fined $5,000 and suspended from association with any FINRA member in any principal capacity for two months. The suspension is in effect from February 19, 2013, through April 18, 2013. See FINRA Case #200801170230.